March 22, 2010
Regulatory Watch: Merrill Lynch Trader Banned by FSA but Escapes Fine
By Christopher Elias (UK)
In the latest attempt by the FSA to flex its enforcement muscle, it has announced that a former Merrill Lynch trader, has been prohibited from…
If you already have a OnePass account, you can use it to access Business Law Currents as part of our free trial
program. If you don’t have a OnePass account, click on the link to the left to create one. You can then use this
OnePass account to access Business Law Currents as part of our free trial.