June 26, 2012
FINRA's new suitability rule looms, with expanded customer-information requirements
By Nick Paraskeva
FINRA’s new suitability rule expanding customer information requirements and applying them to more transactions is set to go into effect July 9, after delays requested by firms...
If you already have a OnePass account, you can use it to access Business Law Currents as part of our free trial
program. If you don’t have a OnePass account, click on the link to the left to create one. You can then use this
OnePass account to access Business Law Currents as part of our free trial.